How are you planning for new financial compliance regulations in addition to your Sarbanes-Oxley (SOX) program and gaining a holistic view of compliance across the organization?

Challenges

With more financial compliance regulations, such as NAIC Model Audit Rule, EU SOS, J-SOX and K-SOX, organizations face greater challenges in sustaining compliance with less money and fewer resources and extending into additional areas of the organization such as regulatory compliance and IT Governance.

Solution

AXENTIS Financial Management Suite is ideally equipped to help chief financial officers, internal audit teams, and finance build and maintain sustainable Sarbanes-Oxley (SOX) and worldwide financial reporting regulations including NAIC Model Audit Rule, EU SOS, J-SOX and K-SOX with ongoing and repeatable processes.

Benefits

Get organized
Conform to recognized guidelines
Automate effectively
Document everything
Know your risks

Capabilities

Policy, Training and Certification

Sarbanes-Oxley Documentation Mgmt.
302 Quarterly Rep Letters/Certs
Code of Conduct Distribution and Certification
Sarbanes-Oxley Online Training
Tone-at-the-Top Surveys

Risk and Control Management

Control Framework Management
404 Self-Assessments
404 Self-Testing
404 Independent Testing
Remediation of Deficiencies

Incident Management

Action Plan Management
Tracking and Investigation

Document Approval

Multi-role Assignment and Tracking
Document Audit History
Workflow Status

Foundation Services

Organization Management
Knowledge Management
Communication Management
Reporting and Analytics
Audit Trail Tracking

For a listing of governance, risk and compliance initiatives that AXENTIS supports, click here. To sign up for a demonstration, please register here or contact ComplianceOnDemand@AXENTIS.com.