Legal and Regulatory Compliance

It’s one thing to identify Legal and Regulatory Risks…but it’s quite another to make sure they are being tracked and addressed effectively with the volume of changes and breadth of exposures. How do you manage it?

The Challenges

Compliance professionals' roles are complex, resource-intensive and time-consuming because:

• They work with multiple silos and functional departments that may be informally researching and managing laws, rules and regulations. Organizing this process and tracking the status of large volumes of laws, rules and regulations that may or may not apply to the company, products, services and third-parties on a daily basis is resource intensive and time-consuming. As a result, there is insufficient or non-existent visibility to the laws, rules and regulations, and company responses.
• They have no formal process or system for defining the roles and responsibilities needed to reduce duplication of effort, give adequate coverage and provide consistent interpretation and response to the laws, rules and regulations.
• Poor communication mechanisms exist between company experts, workforce and third-parties. Compliance professionals have inconsistent and resource-intensive means of communicating to employees and other stakeholders what they need to know and do in order to sustain compliance; coordinate impact assessments; establish awareness training, policies and procedures and action plans; and track attestations.

The Solution

The AXENTIS Legal & Regulatory Compliance Solution provides a comprehensive set of capabilities to address a complete and effective regulatory management program. This is true whether you need to address a single complex mandate, develop a comprehensive and integrated regulatory risk framework, or establish a consistent regulatory compliance policy management, distribution and attestation program. By delivering a unified, adaptable and highly automated solution, AXENTIS enables compliance professionals to gain better control, manage and track regulatory changes.

The AXENTIS Legal and Regulatory Compliance Solution enables compliance professionals to simplify the various functions of the legal and regulatory process.

With AXENTIS, your company will be able to:

• Meet multiple regulatory, legal and audit requirements simultaneously.
• Consolidate all compliance reporting and activity monitoring.
• Increase visibility to risk, status and issues.
• Improve regulatory and oversight reporting and communications.
• Manage regulatory performance, assessment and audit.
• Improve efficiency and consistency.

With AXENTIS, compliance professionals can simplify the various functions of the legal and regulatory process. It lets them gain control, get insight and get the job done quickly and confidently while reducing risk, cutting costs and establishing a viable long-term strategy for compliance success.

To sign up for a demonstration, please Request Demo here or contact ComplianceOnDemand@axentis.com.

Capabilities

Policy & Procedure Management
Training Management
Survey Management
Risk & Control Framework
Law & Regulatory Framework
Assessment & Audits
Remediation & Action Plan
Incident & Issues Management
Integration, Security & Reporting